The Financial Conduct Authority (FCA) is reminding Dual regulated firms that they must have submitted their Directory Persons data on the FCA’s Connect system by the 13 November 2020.
From 23 November 2020, the FCA will publish and maintain dual regulated firms’ Directory persons data as it is submitted. The data will be published on the Financial Services Register.
Solo-regulated firms are required to submit their Directory Persons data via Connect by the 31 March 2021 using the single-entry submission form. Earlier dates apply if they wish to use the multiple entry submission form and/or if they wish their data to appear from earlier dates starting in December.
The FCA will begin to display data from solo-regulated firms as it is submitted - the data will start to be published from 14 December 2020. The last date for single-entry submissions to appear from the outset of this publication is 9 December 2020.