Since last year members have had a 12-month transitional period from the FCA in which to complete the Senior Manager and Certification Regime process for existing Certified Staff, and to train other staff on the Conduct Rules. With the deadline of the 9th of December rapidly approaching, the BVRLA have put together a comprehensive SM&CR Development Programme to support all members with this change.
Whether a small or large business, the move to SM&CR is one of the most significant changes the industry has seen. This will not only impact your procedures, but also the culture of your business. Anyone with responsibility for the implementation for the regime will benefit from attending including Senior Managers responsible for compliance, HR, legal and operations.
The 5 step Programme aims to incorporate expert guidance alongside independent learning which can all be completed during times of remote working.
The five steps are as follows:
Step 1: Check your Business Type with the FCA Checker in support with the BVRLA SM&CR factsheet.
Step 2: Choose from three modules covering SM&CR content on the BVRLA e-Learning platform that are tailored to your business type.
Step 3: Attend the BVRLA SM&CR Development Programme interactive webinar with compliance expert Tony Doidge. Have any questions answered that have arisen from your prior learning and receive guidance on your next steps as a business.
Step 4: Be issued with an example Statement of Responsibility and be tasked with creating your own.
Step 5: Attend a BVRLA SM&CR Development Programme question and answer session with the BVRLA Compliance team. They will provide insight to the BVRLA Inspection Programme, and how the content and expectations have changed in light of the change to SM&CR.
The course covers the following:
- Background to the change
- Overview of the requirements of the SM&CR regime and implementation dates
- Firm classification – What type of firm are you?
- Differences between Approved Persons and Senior Managers
- Prescribed Responsibilities
- Understanding the new Code of Conduct
- Senior Managers
- Other employees
- Procedural and training requirements
- Statements of Responsibilities
- Building an SMCR project plan
Tony Doidge is a bespoke Trainer and FCA Compliance Consultant in the Automotive Industry. Specialising in prospecting, the Sales Process, Consultative Sales, Sales Management, Management Leadership and importantly Treating Customers Fairly, Tony is also a Financial Services expert so is able to implement processes which will protect both the dealership and the customer. He provides audit services, guidance and training on compliance and current FCA governing practices.
Tony has provided training for major car manufacturers such as BMW, Mercedes, Audi and Jaguar Land Rover and has worked with these businesses all over the UK as well as in Japan, China and South Africa where he achieved substantial sales uplifts.
After spending over three decades in Financial Services and training, Tony’s passion is embedding good disciplines and building confidence within a sales team. His coaching style is friendly and funny and he loves to connect with his delegates and enhance their development, work ethic and professional skills.
Tony holds the MLIA Financial Services Diploma and is an Associate Member of the Institute of the Motor Industry. The youngest of seven children he loves all sport, especially golf and has caddied around the world including at The Open in 2015 and Seniors British Open in 2018.
The programme, broken into 5 steps, is there for you to do in your own time. The only time constraint is that you attend the 2 and a half hour webinar on the 21st July. There is independent learning prior and post this.
The next interactive webinar will be taking place on the 21st July 2020, and learners will be given the tools to complete Steps 1 and 2 prior to this.
In light of recent events the BVRLA have introduced special pricing on this unique 5 step package to fully support our members.
It is vital that learners have access to the BVRLA Managers & Compliance package on our e-Learning platform in order to complete the programme. This package not only contains 3 modules focusing on SM&CR but also 9 further modules to support your business compliance.
Learners who already have access to the BVRLA’s Managers & Compliance package simply need to purchase the programme at a cost of £75 + VAT
Those learners who do not have access to the module, will need to purchase this at the 2019 held price of £59.95 + VAT and then purchase the programme at a cost of £75 + VAT.
Requests for cancellation of a training course booking must be received in writing via email to email@example.com for the attention of the Learning and Development Professional. Requests for cancellation received more than 30 days prior to the course start date incur an administrative charge for the processing of the refund at the rate of 25% of the course fee. Requests for cancellation received more 15-30 days prior to the course start date incur an administrative charge for the processing of the refund at the rate of 50% of the course fee. There is no refund on cancellations made 14 days or less prior to the course start date as there is an impact on other delegates who have booked to attend and could result in the course being cancelled overall.
Postponement of attendance from one course to a later course can be requested in writing as per the cancellations policy above to training @bvrla.co.uk. Requests to postpone more than 30 days prior to the course start date will incur an administration charge of £35 + VAT. Requests to postpone more 15-30 days prior to the course will incur an administration charge of £70 + VAT. Requests to postpone 14 days or less prior to the course will be treated as a cancellation, with no refund payable.
You can request the substitution of a delegate for another in writing as per the cancellations policy above to firstname.lastname@example.org. There is no charge for this. Requests for substitution must be made no later than one business day prior to the scheduled course start date.