There is now less than a week until the implementation of the Senior Managers and Certification Regime (SM&CR) on the 9 December.
The association encourages any FCA-regulated member requiring support with their firm’s implementation of the regime to contact [email protected].
Members are reminded of the BVRLA’s SM&CR Factsheet and may find the recent BVRLA blog from Steve Bloor useful.
Checking compliance with SM&CR will form part of the audit programme from January 2020.
